Connecting Foreign Broker Dealers
to the US Capital Markets
Your Gateway to US Institutional Investors
Avior Capital Markets US LLC (“Avior”) is a registered US Broker-Dealer.
Avior offers Chaperoning services pursuant to Rule 15a-6 of the US Securities Exchange Act of 1934, to non-US Foreign Brokers and Dealers (FBDs) via the distribution of Research Reports and the facilitation of securities transactions with US Institutional Investors.
Rule 15a-6 is considered as a great success in enabling FBDs, particularly those with chaperoning arrangements, to access US Investors.
Avior offers a comprehensive list of services that fall under our following 6 pillars that drive the cycle of success.
Compliance
US securities laws apply to Foreign Broker-Dealers doing business in the United States.
Avior can partner with you via a chaperoning arrangement to enable you comply with US regulations.
Research and Trading
An FBD operating under a 15a-6 chaperoning Agreement can solicit and effect transactions in "foreign securities” through the distribution of research and have direct contacts with US institutional investors and major US institutional investors through a US Registered Broker-Dealer intermediary.
Operations
Avior understands the US market and have the technology, staff, and relationships in place to monetize your efforts.
Client Network
Avior already has established US relationships and we will help you build meaningful relationships for growing and regular business.
Technology
Avior has spent time to develop proprietary software systems to facilitate the distribution of research as well as managing customer relationships.
Marketing Sales
Our services extend to identifying, targeting, and marketing to US Institutions with our dedicated sales personnel based in the US.
Let us expand your Service Offering
Corporate Broking
Engage, set up, organise, and facilitate meetings, roadshows, and conferences with major US Institutional Investors.
Research Distribution
Avior has a quality over quantity approach and will guide you to distribute optimal research through our proprietary platforms.
Sales & Trading
Accept orders for foreign securities from US Investors.
Avior has trading points in South Africa and London, United Kingdom.
Find out how Avior can Partner with you
Enabling you to gain access to US Institutional Investors.
